Full text of RHONE GROUP ADVISORS LLC's X-17A-5/A filed 2021-03-10 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Rhone Group Advisors L.L.C. (A Wholly-owned Subsidiary of Rhone Group L.L.C.) (SEC I.D. No. 8-53003) #### STATEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31, 2020 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM \*\*\*\*\*\*\*\* Filed in accordance with Rule 17 a-5( e )(3) Under the Securities Exchange Act of 1934 As a Public Document {1}------------------------------------------------ **UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** SEC FILE NUMBER 8-53003 **FACING PAGE** Information **Required** of Brokers and Dealers **Pursuant** to **Section** 17 **of the Securities Exchange Act of 1934** and **Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | ___ o_1<br>10<br>1<br>2<br>_,_<br>_<br>_ | _o ___ AND ENDING __ 1 | 2<br>/3<br>1<br>/2<br>0<br>___ _<br>_<br>_ | |-------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------|------------------------|--------------------------------------------| | | MM/DD/YY | | _<br>_<br>_<br>MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | Rhone<br>NAME OF BROKER-DEALER: | Group<br>Advisors | LLC | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>12<br>E.<br>49th<br>Street<br>- 20th<br>Floor | | | FIRM I.D. N_O. | | | (No. and Street) | | | | New<br>York | New<br>York | | 10017 | | (City) | | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Allison Steiner | | | (212) 218-6765 | | | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report• | | | | | &<br>Deloitte | Touche<br>LLP | | | | | (Name -if individual, state last, first, middle name) | | | | 30<br>Rockefeller<br>Plaza | New<br>York | New | 10112<br>York | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE:<br>I<br>certified Public Accountant<br>✓<br>Public Accountant<br>Accountant not resident in United States or any of its possessions. | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by…Read the full text as markdown