Full text of RHONE GROUP ADVISORS LLC's X-17A-5 filed 2023-02-24 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Rhone Group Advisors L.L.C. (A Wholly-owned Subsidiary of Rhone Group L.L.C.) *(SEC* I.D. No. 8-53003) ### STATEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31, 2022 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM \*\*\*\*\*\*\*\* Filed in accordance with Rule 17a-5(e)(3) Under the Securities Exchange Act of 1934 As a Public Document {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** um er: Expires: Oct. 31 , 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-53003 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01/01/22 \_\_ AND ENDING \_\_\_ 1\_2\_/3\_1\_/2\_2 \_\_ \_ MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: -~R~h~o~n~e~G~r~o=up~A~d~v=is~o~rs~L=L~C~---------------------- TYPE OF REGISTRANT (check all applicable boxes): X Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 630 Fifth Avenue, Suite 3110 (No. and Street) New York NY (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 10111 (Zip Code) Jon Zagrodzky (212)-218-6778 Zagrodzky@RhoneGroup. Com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Deloitte & Touche LLP (Name - if individual, state last, first, and middle name) | 30 Rockefeller Plaza | New York | NY | 10112<br>(Zip Code) | | | |-----------------------------------------------------------------------|----------|--------------------------------|---------------------|--|--| | (Address) | (City) | (State) | | | | | 10/20/2003 | | 34 | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if | | | | | _____________ FO_R_O_F-FI_C_IA_L_U_S_E------------~<br>applicablel) _ | ONLY | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17CFR 240.17a-5(e)(1 )(ii), if applicable. **Persons who are to respond to the collectio…Read the full text as markdown