Full text of HBK SORCE BROKERAGE LLC's X-17A-5 filed 2024-11-25 (period 2024-08-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | (No. and Street) | | | |-------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|------------| | Canfield | Ohio | | 44406 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Michael Wassmann | 814-836-5776 | mwassmann@hbkswealth.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Goldman & Company, CPA's, P.C. | | | | | | (Name - if individual, state last, first, and middle name) | GA | 30062 | | 3535 Roswell Road, Ste 32 Marietta | | | | | (Address)<br>06/25/2009 | (City) | (State)<br>1952 | (Zip Code) | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | {1}------------------------------------------------ | Michael Wassmann | | | | , swear (or affirm) that, to the best of my knowledge and belief, the | |--------------------------------------------------------------------|-------|--|--|-----------------------------------------------------------------------| | financial report pertaining to the firm of HBK Sorce Brokerage LLC | | | | | | | a not | | | | - - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ (A Limited Liability Company) Canfield, Ohio FINANCIAL STATEMENTS Including Report of Independent Registered Public Accounting Firm As of and for the Year Ended August 31, 2024 {3}------------------------------------------------ (A Limited Liability Company) #### TABLE OF CONTENTS As of and for the Year Ended August 31, 2024 | Report of Independent Registered Public Accounting Firm | 1 | |-------------------------------------------------------------------------------------------|-------| | Financial Statements | | | Statement of Financial Condition | 2 | | Statement of Operations | 3 | | Statement of Member's Equity | 4 | | Statement of Cash Flows | 5 | | Notes to Financial Statements | 6 – 8 | | Supplemental Information | | | Computation of Net Capital Under Rule 15c3-1 of the Securities and Exchange<br>Commission | 9 | {4}------------------------------------------------ #### REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNT…Read the full text as markdown