Full text of HBK SORCE BROKERAGE LLC's X-17A-5/A filed 2024-11-27 (period 2024-08-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SFC FILF NUMBER FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 filing for the period beginning 09/01/2023 \_AND ENDING\_08/31/2024 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION ## NAME OF FIRM: HBK Sorce Brokerage LLC TYPE OF REGISTRANT (check all applicable boxes): © Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 6603 Summit Drive | | (No. and Street) | | | |-------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|------------| | Canfield | Ohio | | 44406 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Michael Wassmann | 814-836-5776 | mwassmann@hbkswealth.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Goldman & Company, CPA's, P.C. | | | | | | (Name - if individual, state last, first, and middle name) | GA | 30062 | | 3535 Roswell Road, Ste 32 Marietta | | | | | (Address)<br>06/25/2009 | (City) | (State)<br>1952 | (Zip Code) | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | Michael Wassmann | | | | , swear (or affirm) that, to the best of my knowledge and belief, the | |--------------------------------------------------------------------|-------|--|--|--------------------------------------…Read the full text as markdown