Full text of ASHTON STEWART & CO., INC.'s X-17A-5 filed 2025-03-17 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | | SEC FILE NUMBER | | | 8-53239 **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **01/01/2024** MM/DD/VY AND ENDING **12/31/2024** MM/DD/ VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Ashton Stewart & Co., Inc. TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1395 Brickell Ave., Suite 800 ( No. and Street) Miami **FL** 33131 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Ana R. Carter 813-442-1645 ana@cartanaconsu lting. com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # ' Goldman & Company, CPA's, P.C. (Name - if individual, state last, first, and middle name) | 3535 Roswell Rd., Ste 32 | Marietta | GA | 30062 | | | |------------------------------------------------|-----------------------|---------|-------------------------------------------|--|--| | (Address) | (City) | (State) | (Zip Code) | | | | 06/25/2009 | | 1952 | | | | | rte of Reg;stc,tioo w;th PCAOB)(lf appl;cable) | | | (PCAOB Reg;waMo N ,mbec, ;f appl;cable) I | | | | | FOR OFFICIAL USE ONLY | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | 1. | | Ana R. Carter | |----|--|---------------| I, Ana R. Carter , swear (or affirm) that, to t he best of my knowledge and belief, the financial report pertaining to the firm of Ashton Stewart…Read the full text as markdown