Full text of ASHTON STEWART & CO., INC.'s X-17A-5 filed 2026-03-16 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | |-------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------| | ANNUAL REPORTS | SEC FILE NUMBER | | FORM X-17A-5 | 8-53239 | | PART | | #### FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 ANIQA IOE 1 10 4 10 F | FILING FOR THE PERIOD BEGINNING U 170 1725 | | AND ENDING 12/31/25 | | |--------------------------------------------|----------|---------------------|----------| | | MM/DD/YY | | MM/DD/YY | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Ashton Stewart & Co., Inc. | | | | TYPE OF REGISTRANT (check all applicable boxes): □ Check here if respondent is also an OTC derivatives dealer = Broker-dealer # ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 1395 Brickell Ave., Suite 800 | | (No. and Street) | | |--------|------------------|------------| | Miami | | 33131 | | (City) | (State) | (Zip Code) | # PERSON TO CONTACT WITH REGARD TO THIS FILING | Ana R. Carter | 813-442-1645 | ana@cartanaconsulting.com | |---------------|--------------------------------|---------------------------| | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | ### B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # Goldman & Company, CPA's, P.C. | (Name - if individual, state last, first, and middle name) | | | | |------------------------------------------------------------|----------|---------|--------------------------------------------| | 3535 Roswell Rd., Ste 32 | Marietta | (-A | 30062 | | (Address) | (City) | (State) | (Zip Code) | | 06/25/2009 | | 1957 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not re…Read the full text as markdown