Full text of TORTOISEECOFIN SECURITIES, LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: 0DUPCFS Estimated average burden **8-** SEC FILE NUMBER 69849 # hours per response.. . . . . 12.00 **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | | 01/01/20<br>REPORT FOR THE PERIOD BEGINNING______________________________ | | 12/31/20<br>AND ENDING______________________________ | | |-------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------|------------------------------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A.<br>REGISTRANT IDENTIFICATION | | | | | TortoiseEcofin<br>Securities,<br>LLC<br>NAME OF BROKER-DEALER: | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 5100<br>W.<br>115th<br>Place | ___________________________________________________________________________________________________________________ | | | | | | (No. and Street) | | | | | Leawood | KS<br>___________________________________________________________________________________________ | | 66211<br>__________________________ | | | (City) | (State) | | (Zip Code) | | | Brent Behrens, (913)-890-2179 | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>_____________________________________________________________________________________________________________________ | | | | | | | | (Area Code – Telephone Number) | | | | B.<br>ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | Ernst<br>&<br>Young<br>LLP | _____________________________________________________________________________________________________________________ | | | | | | (Name – if individual, state last, first, middle name) | | | | | 220<br>South<br>Sixth<br>Street, | Minneapolis<br>Suite<br>1400<br>_____________________________________________________________________________________________________________________ | MN | 55402 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | ✔<br>Certified P…Read the full text as markdown