TORTOISE SECURITIES, LLC X-17A-5 (2020-03-02) — Broker-dealer annual report

Full text of TORTOISE SECURITIES, LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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X-17A-5 0001686088 XXXXXXXX LIVE false false false 01-01-2019 12-31-2019 Broker-dealer N TORTOISE SECURITIES, LLC 5100 W. 115TH PLACE LEAWOOD KS 66211 Brent Behrens 913-890-2179 Ernst & Young LLP 220 South Sixth Street, Suite 1400 Minneapolis MN 55402 Certified Public Accountant Brent Behrens TORTOISE SECURITIES, LLC 12-31-2019 /s/ Brent Behrens Financial and Operations Principal Y

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