Full text of NOMURA INTERNATIONAL PLC's X-17A-5 filed 2023-08-10 (period 2023-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES | | | | |------------------------------------|--|--|--| | SECURITIES AND EXCHANGE COMMISSION | | | | | Washington, D.C. 20549 | | | | | | (No. and Street) | | | | |------------------------------------------------------------------------------------------------|--------------------------------|--------------------------|------------|--| | London, United Kingdom | | | EC4R 3AB | | | (City) | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Kevin Clark | (+44) 20 710 29250 | kevin.p.clark@nomura.com | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. Accountant IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ernst & Young LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 25 Churchill Place, London | | | F14 5FY | | | (Address) | (City) | (State) | (Zip Code) | | {1}------------------------------------------------  | Stephen Fuggle | | | swear-for-affirm that, to the best of my knowledge and belief, the | | |----------------|--------------------------|---------------------------------------------------------------------|--------------------------------------------------------------------|-------| | | | financial report pertaining to the firm of NOMURA INTERNATIONAL PLC | | as of | | 191 | Company of the cases and | | | | | SWORN TO BEFORE ME AT LONDON. EVGLAND | Notary Public London, England (Saffiyah A. Mengran | My Commission expires at Death | | |---------------------------------------|----------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | THIS 07 AUGUST 2023 | | SAVILLE & Co<br>-> SCRIVENER NOTARIES ======================================================================================================================================================== | | - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------   {3}------------------------------------------------  **Annual Report 31 March 2023** ### **COMPANY REGISTRATION NUMBER: 1550505** STRICTLY PRIVATE AND CONFIDENTIAL Copyright © 2023 Nomu…Read the full text as markdown