Full text of NOMURA INTERNATIONAL PLC's X-17A-5 filed 2024-08-09 (period 2024-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | hours per response:<br>12 | |----------------------------| | Estimated average burden | | Expires: Oct. 31, 2023 | | SIVID NUITINCI . 2632 UTCD | {1}------------------------------------------------ {2}------------------------------------------------  | | financial report pertaining to the firm of NOMURA INTERNATIONAL PLC<br>3/31<br>2 024 __ is true and correct. I further swear (or affirm) that neither the company nor any | as or | |----|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------| | | partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely | | | | as that of a customer. | | | | | | | | FERMED IN CONDON, ENGLAND THIS 07 DAY<br>AUGUST 2024 By STEPHEN AVGOLE BEFORE | Signature: | | E: | | | | | | lit e: | | | | Nomura International Pic Chief Fianancial Officer | | | | | | | Notary Public | Notary Public London, England (Saffiyah A. Mengrani)<br>My Commission expires at Death | | | This filing** contains (check all applicable boxes): | SAVILLE & Co<br>SCRIVENER HOTARIES | | | (a) Statement of financial condition. | Saville Notaries LLP<br>Old Rewry, London EC2R BDU | | | = (b) Notes to consolidated statement of financial condition. | Tel: +44 (0)20 7776 9800 | | | ■ (c) Statement of income (loss) or, if there is other comprehensive income in the period(s) presented, a statement of | | | | comprehensive income (as defined in § 210.1-02 of Regulation S-X). | | | | (d) Statement of cash flows. | | | | = (e) Statement of changes in stockholders' or partners' or sole proprietor's equity. | | | | J (f) Statement of changes in liabilities subordinated to claims of creditors. | | | | = (g) Notes to consolidated financial statements. | | | | □ (h) Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 240.18a-1, as applicable. | | | | ا (i) Computation of tangible net worth under 17 CFR 240.18a-2. | | | | □ (j) Computation for determination of customer reserve requirements pursuant to Exhibit A to 17 CFR 240.15c3-3. | | | | □ (k) Computation for determination of security-based swap reserve requirements pursuant to Exhibit B to 17 CFR 240.15c3-3 or<br>Exhibit A to 17 CFR 240.18a-4, as appl…Read the full text as markdown