Full text of ARDOUR CAPITAL INVESTMENTS, LLC's X-17A-5 filed 2021-03-29 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL 3235-0123 OMB Number: Expires: October 31, 2023 Estimated average burden hours per response .. . . . . . . 12.00 ## ANNUAL AUDITED REPORT FORM X-17A-5 PART III | | SEC FILE NUMBER | |---------|-----------------| | 8-65317 | | ### FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | NORTE TOTAD THE CATTOOTH<br>AND ENDING 12/31/2020<br>REPORT FOR THE PERIOD BEGINNING 01/01/2020 | | | | |-------------------------------------------------------------------|-------------------------------------------------------------------------------------------------|---------------|--------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Ardour Capital Invesments, LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM LD. NO. | | | 26 Broadway, Suite 1107 | | | | | | | (No. and Street) | | | | | New York | NY | 10004 | | | | (City) | (State) | (Zip Code) | | | | Kerry Dukes | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | (917)518-7320 | | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | Berkower LLC | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | (Name - if individual, state last, first, middle name) | | 08830 | | | 517 Route 1 | lselin | NJ | | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | Certified Public Accountant<br>V | | | | | | Public Accountant | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | \*Claims for exemption from the requirement that the annual report be covered by the opinion of m integendent public accountant \* Claims for exemplion from the requirement mat the camilar report on exemption. See Section 240.17a-5(e)(2) > Potential persons who are to respond to the collection of Potential persons wills form are not required to respond information contained in this form are not required to ropportu > unless the form displays a currently valid OMB control number. {1}------------------------------------------------ # OATH OR AFFIRMATION | T Kerry Dukes | , swear (or…Read the full text as markdown