Full text of ARDOUR CAPITAL INVESTMENTS, LLC's X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden h # ANNUAL REPORTS FORM X-17A-5 PART III | 12<br>ours per response: | | |--------------------------|--| | | | | SEC FILE NUMBER | | | 8-65317 | | #### FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | 01/01/2021 | | | 12/31/2021 | |------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------|------------|-----------------|--------------------------------------------| | FILING FOR THE PERIOD BEGINNING | MM/DD/YY | AND ENDING | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: | Ardour Capital Investments, LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | & Broker-dealer | @ Security-based swap dealer __ L Major security-based swap participant | | | | | O Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 26 Broadway, Suite 1107 | | | | | | | (No. and Street) | | | | | New York | NY | | | 10004 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Kerry Dukes | (917) 518-7320 | | | kdukes@ardourcapital.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Berkower LLC | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 517 Route 1 | lselin | | NJ | 08830 | | (Address) | (City) | | (State) | (Zip Code) | | 09/18/2003 | | 217 | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form disp…Read the full text as markdown