Full text of FELDSTEIN FINANCIAL GROUP, LLC's X-17A-5 filed 2022-03-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 # ANNUAL REPORTS FORM X-17A-5 PART III | Expires: Oct. 31, 2023<br>Estimated average burden | | |----------------------------------------------------|--| | ours per response: 12 | | | SEC FILE NUMBER | | 8-53388 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | | 01/01/2021 | AND ENDING | | 12/31/2021 | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|-------------------------------|------------------------------------------------------------|---------|--------------------------------------------|--|--|--| | | | MM/DD/YY | | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | NAME OF FIRM: | | Feldstein Financial Group LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br> Security-based swap dealer<br>XI Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | 1 Shadowbrook Lane | | | | | | | | | | (No. and Street) | | | | | | | | | | Basking Ridge | | | NI | | 07920 | | | | | (State)<br>(City) | | | (Zip Code) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | | Steven Feldstein<br>(908) 879-9559<br>stevenf@financial-advisor.com | | | | | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | Berkower LLC | | | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 517 Route 1 | | lselin | | NJ | 08830 | | | | | (Address) | | (City) | | (State) | (Zip Code) | | | | | 09/18/2003 | | | | 217 | | | | | | (Date of Registration with PCAOB)(if applicable) | | | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY<br>* Claims for exemption from the requirement that the annual reports of an independent public | | | | | | | | | | | | | | | | | | | accountant must be supported by a statement of…Read the full text as markdown