Full text of FELDSTEIN FINANCIAL GROUP, LLC's X-17A-5 filed 2024-03-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER ### **ANNUAL REPORTS FORM X-17A-S PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2023** AND ENDING **12/31/2023** MM/DD/VY MM/DD/VY 0MB APPROVAL 0MB Number: 3235-0123 8-53388 **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: Feldstein Financial Group LLC ------------------------------ TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 1 Shadowbrook Lane | Basking Ridge | NJ | 07920 | | |----------------------------------------------|-----------------------------------------------------------------------------------------------------------|-------------------------------------------|--| | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Steven Feldstein | 908-879-9559 | stevef@financial-advisor.com | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | Jennifer Wray CPA PLLC | (Name - if individual, state last, first, and middle name) | | | | 800 Bonaventure Way | Sugar Land | TX<br>77479 | | | | (City) | (State)<br>(Zip Code) | | | (Address)<br>11/30/2016 | | 6328 | | | | | (PCAOB R,g;st,atio" N,mbec, ;f applkable) | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### OATH **OR AFFIRMATION** - I, Steven Feldstein swear (or affirm) that, to the best of my knowledge and belief, the - financial report pertaining to the firm of Feldstein Financial Group LLC as of 12/31 2~ is…Read the full text as markdown