FIVE 9 SECURITIES, LLC X-17A-5 (2017-02-28) — Broker-dealer annual report

Full text of FIVE 9 SECURITIES, LLC's X-17A-5 filed 2017-02-28 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: FIVE 9 SECURITIES, LLC
• Form: X-17A-5
• Filed: 2017-02-28
• Period: 2016-12-31
• Accession: 0001146039-17-000002
• CIK: 1146039
• File #: 8-53442
• Material weakness: No
• Auditor: Dollar Logsdon CPA
• Auditor location: Flower Mound, TX
• Contact: Ana R Carter
• Phone: 813-442-1645
• Signed by: Ana R Carter (CFO & FINOP)

Document text (excerpt)

X-17A-5 0001146039 XXXXXXXX LIVE false false false 01-01-2016 12-31-2016 Broker-dealer N FIVE 9 SECURITIES, LLC 520 BROADWAY 2ND FLOOR SANTA MONICA CA 90401 Ana R Carter 813-442-1645 Dollar Logsdon CPA 3208 Jameston Dr Flower Mound TX 75028 Certified Public Accountant Ana R Carter FIVE 9 SECURITIES, LLC 12-31-2016 Ana R Carter CFO & FINOP Y

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Other filings by this registrant

• X-17A-5 — 2019-04-12
• X-17A-5/A — 2018-05-02
• X-17A-5 — 2018-02-20
• X-17A-5/A — 2017-04-28
• X-17A-5/A — 2017-04-05
• X-17A-5/A — 2016-03-29
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-02-24
• X-17A-5 — 2014-03-04
• X-17A-5 — 2013-02-28
• X-17A-5/A — 2012-03-06
• X-17A-5 — 2012-02-28

Original filing on SEC EDGAR (source of record)