Full text of FIVE 9 SECURITIES, LLC's X-17A-5/A filed 2017-04-05 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
X-17A-5/A 0001146039 XXXXXXXX LIVE false false false 01-01-2016 12-31-2016 Broker-dealer N There was a typographical error in the first paragraph of the auditor's exemption review report which incorrectly identified the provisions under which the broker dealer claimed an exemption from as 15c3-3(1) instead of 15c3-3. FINRA requested that an amended filing be submitted. FIVE 9 SECURITIES, LLC 520 BROADWAY 2ND FLOOR SANTA MONICA CA 90401 Ana R Carter 813-442-1645 Dollar Logsdon CPA 3208 Jameston Dr Flower Mound TX 75028 Certified Public Accountant Ana R Carter FIVE 9 SECURITIES, LLC 12-31-2016 Ana R Carter CFO & FINOP Y
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