Full text of SAXONY SECURITIES, INC.'s X-17A-5 filed 2021-06-24 (period 2021-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM MARCH 31, 2021 {1}------------------------------------------------ | | AND ENDING 03/31/2021 | | | |------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | MM/DD/YY | | MM/DD/Y Y | | | | | | | | NAME OF BROKER-DEALER: Saxony Securities, Inc.<br>DDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>7401 Watson Rd., Ste. 86 | | OFFICIAL USE ONLY | | | | | FIRM I.D. No. | | | | | | | | (No. and Street) | | | | | MO | | | | | (State) | | | | | | | | | | | | (Area Code - Telephone Number) | | | | | | | | | | | | | Tinley Park | = | 60487 | | | (City) | (State) | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | REPORT FOR THE PERIOD BEGINNING 04/01/2020<br>DeMarco Sciaccotta Wilkens & Dunleavy, LLP | A. REGISTRANT IDENTIFICATION<br>63119<br>(Zip Code)<br>VAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>B. ACCOUNTANT IDENTIFICATION<br>NDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>(Name - if individual, state last, first, middle name)<br>Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | | {2}------------------------------------------------ {3}------------------------------------------------  # REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Board of Directors Saxony Securities, Inc. ## Opinion on the Financial Statement We have audited the accompanying statement of financial condition of Saxony Securities, Inc. (the "Company") as of March 31, 2021, and the related notes (collectively referred to as the "financial statements"). In our opinion, the statement of financial condition presents fairly, in all material respects, the financial position of Saxony Securities, Inc.…Read the full text as markdown