Full text of SAXONY SECURITIES, INC.'s X-17A-5 filed 2026-06-26 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM MARCH 31, 2026 SAXONY SECURITIES, INC. STATEMENT OF FINANCIAL CONDITION MARCH 31, 2026 {1}------------------------------------------------ | St. Louis | MO | | 63123 | |--------------------------------------------------|------------------------------------------------------------|--------------------------------------------|------------| | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Ryan Klump | (314) 963-9336 | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | DeMarco Sciaccotta Wilkens & Dunleavy, LLP | (Name - if individual, state last, first, and middle name) | | | | 20646 Abbey Woods Ct. N, Ste. 201 Frankfort | | | 60423 | | (Address) | (City) | (State) | (Zip Code) | | 12/21/2010 | | 5376 | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | {2}------------------------------------------------ | Ryan Klump | | | , swear (or affirm) that, to the best of my knowledge and belief, the | |------------|--|--------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------| | | | financial report pertaining to the firm of Saxony Securities, Inc. | as of | | March 31 | | | , 2 026 __ is true and correct. I further swear (or affirm) that neither the company nor any | | | | | harmar afficial director of anymouth of the race may no the small provided in are annount changles and u | - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------  ## REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Board of Directors of Saxony Securities, Inc. #### Opinion on the Financial Statement We have audited the accompanying statement of financial condition of Saxony Securities, Inc. (the "Company") as of March 31, 2026, and the related notes (collectively referred to as the "financial statement"). In our opinion, the financial statement presents fairly, in all material respects, the financial position of Saxony Securities, Inc. as of March 31, 2026 in conformity with accounting principles generally accepted in the United States of America. #### Basis for Opinion T…Read the full text as markdown