Full text of CATAPULT ADVISORS LLC's X-17A-5 filed 2019-03-01 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITEDST ATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549 # ANNUAL AUDITED REPORT FORM x .. 17A .. 5 PART Ill FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-S Thereunder | REPORT FOR THE PERIOD BEGINNING | ____ | ::O:::.lf::Ol:: /~18"-----AND ENDING | ___<br>___<br>-=12:::/3"-"1"--' / 1=8<br>_ | |----------------------------------------------------------------------------------------------------------|------------------------------------------------------|--------------------------------------|--------------------------------------------| | | MM/00/YY | | MM/00/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: Catapult Advisors LLC | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>33 New Montgomery Street, Suite 800 | | | FIRM LD. NO_ | | | (No and Street) | | | | San Francisco<br>Califomia | | 94105 | | | (City)<br>(State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THJS REPORT<br>Ron Lissak | | | (415) 593-4520 | | | | | (Area Code- Telephone Numbe;r) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | Ernst Wintter & Associates LLP | | | | | | (Name-if individual, state last, first, middle name) | | | | 675 Ygnacio Valley Road, Suite A200 | Walnut Creek | California | 94526 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | Certified Public Accountant | | | | | Public Accountant | | | | | §<br>Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1410 (06-02) CONFIDENTIAL OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ........ 12.00 | | SEC FILE NUMBER | |--|-----------------| | | | 8-53494 {1}------------------------------------------------ #### OA…Read the full text as markdown