Full text of CATAPULT ADVISORS LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Catapult Advisors LLC (SEC ID No. 8-53494) Annual Audit Report December 31, 2022 ## PUBLIC DOCUMENT Filed Pursuant to Rule 17-A-5(e)(3) as a Public Document {1}------------------------------------------------ **PUBLIC** **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,** D.C. **20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17 A-5 PART Ill** | | SEC FILE NUMBER | |--|-----------------| a.53494 **FACING PAGE** **Information Required Pursuant to Rules 17a-s, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | ___<br>FILING FOR THE PERIOD BEGINNING | 0_1/_0_1/_2_2 | __<br>AND ENDING | ___<br>1_2/_3_1_/2_2 | __<br>_ | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|------------------------------------------------------------|-----------------------------------------|---------| | | MM/0D/YY | | MM/0D/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | Catapult Advisors LLC<br>NAME OF FIRM: | | | | | | lYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>FSt Broker-dealer<br>0 Check here If respondent is also an OTC derivatives dealer | | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 201 Spear Street. Suite 1188 | | | | | | | (No. and Street) | | | | | San Francisco | California | | 94105 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Ron Ussak | (415) 5934520 | | rllssak@catapultadvisors.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ernst Wintter & Associates LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | 675 Ygnaclo Valley Road, Suite A200 | Walnut Creek | California | 94596 | | | (Address) | (City) | (State) | (Zip Code) | | | February 24, 2009 | | | 3438 | | | 'j"<br>of Reg;,n,fon w;,J, PCAOB)nhpplio,ble) | FOR OFAOAL USE ONLY | | (POl,08 R•"""'"'• N,mbe,, ff opplkabJe) | I | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public…Read the full text as markdown