Full text of FIRST NATIONAL CAPITAL MARKETS, INC.'s X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ FIRST NATIONAL CAPITAL MARKETS, INC. (SEC I.D. No. 8-53514) STATEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31 , 2021 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM \*\*\*\*\*\* Filed pursuant to Rule l 7a-5(e)(3) as a **PUBLIC** Document {1}------------------------------------------------ ### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 ### **ANNUAL REPORTS FORM X-17 A-5 PART Ill** | SEC FILE NUMBER | |-----------------| | | 8-53514 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ____<br>0_1/_01_/_21 | __<br>____<br>AND ENDING | __<br>1~2'-/3_1-"/2;;._1 | | | | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|----------------------------------------------|--|--|--|--| | | MWDDNY | | MWDDNY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME OF FIRM:<br>First National Capital Markets, Inc. | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | D Major security-based swap participant | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 1620 Dodge Street | | | | | | | | | | (No. and Street) | | | | | | | | Omaha | Nebraska | 68135 | | | | | | | (City)<br>(State) | | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Mr. Jess Zeiss, President | jzeiss@fnni.com<br>(402) 602-7483 | | | | | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Deloitte & Touche LLP | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 1601 Dodge Street, Suite 3100 | Omaha | Nebraska | 68102 | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | October 20 2003 | | 34 | | | | | | | lte of Registcatioo with PCAOB)iif applicable) | | | (PCAOB Registcatioo N,mbec, if app…Read the full text as markdown