Full text of FIRST NATIONAL CAPITAL MARKETS, INC.'s X-17A-5 filed 2023-02-23 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### FIRST NATIONAL CAPITAL MARKETS, INC. (SEC l.D. No. 8-53514) ## STATEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31, 2022 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM \* \* \* \* \* \* Filed pursuant to Rule 17a-5(e)(3) as a **PUBLIC** Document {1}------------------------------------------------ | | 0MB APPROVAL | | | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|-----------------|----------------------------------------------------|--|--| | | | 0MB Number: 3235-0123 | | | | | | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | | Expires: Oct. 31, 2023<br>Estimated average burden | | | | | hours per response:<br>12 | | | | | | | | SEC FILE NUMBER | | | | | | | ANNUAL REPORTS<br>FORM X-17A-5 | | | | 8-53514 | | | | | PART Ill | | | | | | | | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | | ____<br>FILING FOR THE PERIOD BEGINNING _01/0i/22<br>AND ENDING _12/31/22 | | | | ____<br>_ | | | | | MM/DD/YY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | | | | NAME OF FIRM:<br>First National Capital Markets, Inc. | | | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | ~ Broker-dealer | D Security-based swap dealer | D Major security-based swap participant | | | | | | D Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 1620 Dodge Street | | | | | | | | | {No. and Street) | | | | | | | Omaha | | | | | | | | {City) | Nebraska<br>{State) | | | 68135<br>(Zip Code) | | | | | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | (402) 602-7483 | | jzeiss@fnni.com | | | | | Mr. Jess Zeiss, President<br>(Name) | {Area Code - Telephone Number) | | (Email Address) | | | | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | | | | | | | Deloitte & T ouche LLP | {Name - if individual, state la…Read the full text as markdown