HIGHTOWER SECURITIES, LLC X-17A-5 (2017-02-27) — Broker-dealer annual report

Full text of HIGHTOWER SECURITIES, LLC's X-17A-5 filed 2017-02-27 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: HIGHTOWER SECURITIES, LLC
• Form: X-17A-5
• Filed: 2017-02-27
• Period: 2016-12-31
• Accession: 0001146169-17-000002
• CIK: 1146169
• File #: 8-53560
• Material weakness: No
• Auditor: KPMG LLP
• Auditor location: Columbus, OH
• Contact: Robert Pagliuco
• Phone: 3129623810
• Signed by: Robert S. Pagliuco (CFO)

Document text (excerpt)

X-17A-5 0001146169 XXXXXXXX LIVE false false false 01-01-2016 12-31-2016 Broker-dealer N HIGHTOWER SECURITIES, LLC 200 WEST MADISON STREET SUITE 2500 CHICAGO IL 60606-3414 Robert Pagliuco 3129623810 KPMG LLP 191 West Nationwide Blvd. Suite 500 Columbus OH 43215 Certified Public Accountant Robert S. Pagliuco HIGHTOWER SECURITIES, LLC 12-31-2016 Robert S. Pagliuco CFO Y

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Original filing on SEC EDGAR (source of record)