Full text of HIGHTOWER SECURITIES, LLC's X-17A-5 filed 2023-02-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition and Report of Independent Registered Public Accounting Firm as of December 31, 2022 Filed as PUBLIC information pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART III | | OMII Number: 3235 0123 | | |--------------------------|--| | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: 12 | | SEC PILE NUMBER: (PCAOB Registration Number, it applicable) n e | | FACING PAGE | | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|------------------------------------------|--|--| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | FILING FOR THE PERIOD BEGINNING 01/01/22 | | AND ENDING | 12/31/22 | | | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: Hightower Securities, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker dealer dealer Security-based swap dealer<br>Check here if respondent is also an OTC derivatives dealer | | | [] Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 200 W. Madison Street, Suite 2500 | | | | | | | | (No. and Street) | | | | | | Chicago | | Hinois | 60606 | | | | (City) | | (State) | (Zip Cade) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Matt Karl | 312-962-3821 | | mkarl@hightoweradvisors.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *. | | | | | | | Deloitte & Touche LLP | | | | | | | | (Name - il individual, state last, first, and middle name) | | | | | | 111 S. Wacker Dr. | Chicago | | IL<br>60606 | | | | (Address) | (City) | | (State)<br>(Zip Cade) | | | | 10/20/2003 | | 34 | | | | \* Claims for exemption from the regulrement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of…Read the full text as markdown