Full text of GALLAGHER SECURITIES, INC's X-17A-5 filed 2023-03-31 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Gallagher Securities,** Inc. (f/k/a **Willis Securities,** Inc.) (A Wholly Owned Subsidiary of Arthur J. Gallagher (U.S) LLC) (SEC I.D. No. 53563) Statement of Financial Condition as of December 31 , 2022, and Report of Independent Registered Public Accounting Firm \*\*\*\*\*\*\* Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a Public Document {1}------------------------------------------------ | | UNITED ST ATES | | | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------|---------------------------------------|------------------------------------------------|------------------|-----------|--| | | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | OMBAPPROVAL | | | | | | | | 0MB Number: | | 3235-0123 | | | | | | Expires : | October 31, 2023 | | | | | | | Estimated average burden<br>hours per response | | 12.00 | | | | ANNUAL AUDITED REPORT | | | SEC FILE NUMBER | | | | | FORM X-17A-5 | | | | | | | | PART Ill | | 8-53563 | | | | | Information Required Pursuantto Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>REPORT FOR THE PERIOD BEGINNING | FACING PAGE<br>01/01/2022 AND ENDING<br>MM/ DD/ VY | 12/31/2022 | MM/DD/ VY | | | | | | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF Fl RM: Gallagher Securities, Inc. | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~Broker-dealer<br>DSecurity-based swap dealer<br>D Check here ifrespondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | Major security-based swap participant | | | | | | 300 Madison Avenue, 28th Floor | | | | | | | | | ( No. and Street) | | | | | | | New York | NY | | 10017 | | | | | (City)<br>PERSON TO CONTACT WITH REGARDTOTHISFILING | (Sta te ) | | | (Zip Code) | | | | Mr. Ryan Fitzpatrick, Chief Compliance Officer | 212-309-3494 | | Ryan_Fitzpatrick@ajgre.com | | | | | (Name) | (Area Code -Teleptone NLITiber) | | (Ema;! Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLICACCOUNTANTwhose opinion is contained in this Report* | | | | | | | | Withum Smith…Read the full text as markdown