Full text of GALLAGHER SECURITIES, INC's X-17A-5 filed 2024-03-22 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Gallagher Securities, Inc. (A Wholly Owned Subsidiary of Arthur J. Gallagher & Co.) (SEC I.D. No. 53563) Financial Statements as of and for the Year Ended December 31, 2023, Supplemental Schedules as of December 31, 2023, and Report of Independent Registered Public Accounting Firm \*\*\*\*\*\*\*\* This report is deemed CONFIDENTIAL in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. A statement of financial condition, bound separately, has been filed with the Securities and Exchange Commission simultaneously herewith as a Public Document {1}------------------------------------------------ | | | UNITED STATES | | | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------|--------------------------------------------------------|------------|--------------------------------------------|-------------------|-----------|--| | | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | OMB APPROVAL | | | | | | | | | OMB Number: | | 3235-0123 | | | | | | | Expires:<br>Estimated average burden | November 30, 2026 | | | | | | | | hours per response | | 12.00 | | | | | ANNUAL AUDITED REPORT | | | SEC FILE NUMBER | | | | | | FORM X-17A-5 | | | 8-53563 | | | | | | PART III | | | | | | | | | FACING PAGE | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | REPORT FOR THE PERIOD BEGINNING 01/01/2023 AND ENDING | | | 12/31/2023 | | | | | | | | MM/DD/YY | | MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: Gallagher Securities, Inc. | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>&Broker-dealer<br>ഥ Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | _Security-based swap dealer | | | | | | | 300 Madison Avenue, 28th Floor | | | | | | | | | | | (No. and Street) | | | | | | | New York | | NY | | | 10017 | | | | (City) | | (State) | | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Mr. Ryan Fitzpatrick, Chief Compliance Officer | | | | Ryan Fitzpatrick@ajgre.com | | | | | (Name) | (Area Code - Telephone Number) | | | (Email Addre…Read the full text as markdown