SAINTS ADVISORS LLC X-17A-5 (2016-02-16) — Broker-dealer annual report

Full text of SAINTS ADVISORS LLC's X-17A-5 filed 2016-02-16 (period 2015-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: SAINTS ADVISORS LLC
• Form: X-17A-5
• Filed: 2016-02-16
• Period: 2015-12-31
• Accession: 0001146196-16-000002
• CIK: 1146196
• File #: 8-53586
• Material weakness: No
• Auditor: Breard & Associates, Inc.
• Auditor location: Northridge, CA
• Contact: Irina Kogan
• Phone: 415-773-2080
• Signed by: Kenneth B. Sawyer (CEO)

Document text (excerpt)

X-17A-5 0001146196 XXXXXXXX LIVE true false false 01-01-2015 12-31-2015 Broker-dealer N SAINTS ADVISORS LLC 2020 UNION STREET SAN FRANCISCO CA 94123 Irina Kogan 415-773-2080 Breard & Associates, Inc. 9221 Corbin Avenue, Suite 170 Northridge CA 91324 Certified Public Accountant Kenneth B. Sawyer SAINTS ADVISORS LLC 12-31-2015 Kenneth B. Sawyer CEO Y

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• X-17A-5 — 2022-02-18
• X-17A-5 — 2021-03-03
• X-17A-5 — 2020-02-28
• X-17A-5 — 2019-02-21
• X-17A-5 — 2018-03-01
• X-17A-5 — 2017-02-27
• X-17A-5 — 2015-02-26
• X-17A-5 — 2014-02-20
• X-17A-5/A — 2013-02-14

Original filing on SEC EDGAR (source of record)