SAINTS ADVISORS LLC X-17A-5 (2026-03-30) — Broker-dealer annual report

Full text of SAINTS ADVISORS LLC's X-17A-5 filed 2026-03-30 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION # PART IIl ANNUAL REPORTS FORM X-17A-5 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 OMB APPROVAL OMB Number: 3235-0123 SEC FILE NUMBER | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | |---------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|---------------------------------------|--------------------------------------------| | FILING FOR THE PERIOD BEGINNING | | AND ENDING | | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | | (No. and Street) | | | | | | | | | (City) | (State) | | (Zip Code) | | TO<br>PERSО | NTACT WITH REGARD TU THIS FILING | | | | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | )маша-mnviddal, state last, mst, and mddle name | | | | | | | | | (Address) | (City) | (State) | (Zip Code) | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public displays currently valid OMB control number. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form {1}------------------------------------------------ #### OATH OR AFFIRMATION | Kenneth Sawyer | swear (or affirm) that, to the best of my knowledge and belief, the | |----------------------------------------------------------------|------------------------------------------…

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