Full text of UHY ADVISORS CORPORATE FINANCE, LLC's X-17A-5 filed 2022-03-30 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # **ANNUAL REPORTS FORM X-17 A-5 PART Ill** OMBAPPROVAL OMB Number. 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-53608 FACING PAGE Information Required Pursuant t o Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FORTHEPERIODBEGINNING 01 /01 /21 ANDENDING 12/31/21 ----------------- MM/OD/ Y Y MM/DD/VY A. REGISTRANT IDENTIFICATION NAME oF FIRM: UHY Advisors Corporate Finance, LLC TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer 0 Security-based swap dealer 0 Check here if respondent is al.so an OTC derivatives dealer 0 Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 27725 Stansbury Blvd, Suite 385 | | | (No. and Street) | | | | | |---------------------------------------------------------------------------|------------------|-----------------------------------------------------------|---------|-----------------|--|--| | | Farmington Hills | | | 48334 | | | | (City) | | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Brent Hippert<br>443-541-8400 | | brent@bdexpert.com | | | | | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | Goldman & Company CPA's PC | | | | | | | | | | (Name- if individual, state last, first, and middle name) | | | | | | 3535 Roswell Road, Ste 32 Atlanta | | | GA | 30062 | | | | (Address) | | (City) | (State) | (Zip Code) | | | | 6/25/2009 | | | 1952 | | | | | | | | | | | | (Date of Reaistration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY •Claims for e><emption from the requirement that the annual reports be covered by the reports of an independent public accountant must be .supported by a .statement of facts and circumstances relied on as the ba.sls of the e><emption. See 17 CFR 240.17a-S(e)(l)(il), if applicable. Persons who are to respond to the collection of information contained in this form are not re quired to respond unless the form displays a currently valid OMB control numbe,r. {1}------------------------------------------------ ### OATH OR AFFIRMATION | I, Brent Hippert | swear (or affirm) that, to the…Read the full text as markdown