Full text of UHY CAPITAL GROUP, LLC's X-17A-5 filed 2024-03-21 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND E~CHANGE COMMISSION Washington,** D.C. **20549** # **ANNUAL REPORTS FORM X-17A-S PART** Ill | OMBAPPROVAL | | |----------------------------|--| | 0MB Number. 3235-0123 | | | Expires: Nov. 30. 2026 | | | Estllnilted average burden | | | hours per response: 12 | | SEC ALE NUMBER 8-53608 | Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | |------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|--------------------------------------------| | FILING FOR THE PERIOD BEGINNING 1/1/2023 | | AND ENDING 12/31/2023 | | | | MM/DD/VY | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: UHY Capital Group, LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | D Security-based swap dealer<br>00 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | | D Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 27725 Stansbury Blvd, Suite 385 | | | | | | (No. and Street) | | | | Farmington Hills | Ml | | 48334 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Brian Megenity | (770) 263-6003 | | bmegenity@bdcaonline.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | 8. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Goldman & Company CPA's PC | | | | | | (Name - if individual, state last, first, and middle name) | | | | 3535 Roswell Road, Ste 32 | Atlanta | GA | 30062 | | (Address)<br>6/25/2009 | (City) | (State)<br>1952 | (Zip Code) | | (Date of Re11istration with PCAOBl(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | • Claims for e xemption from the requirement that the annual reports be covered *by* the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to** re pond **to the collec:tton of information ~ined** in **this form are not required to** re pond unln■ **the form** display■ **a currently valid…Read the full text as markdown