GRIFFIN FINANCIAL GROUP, LLC X-17A-5 (2020-03-03) — Broker-dealer annual report

Full text of GRIFFIN FINANCIAL GROUP, LLC's X-17A-5 filed 2020-03-03 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: GRIFFIN FINANCIAL GROUP, LLC
• Form: X-17A-5
• Filed: 2020-03-03
• Period: 2019-12-31
• Accession: 0001146330-20-000002
• CIK: 1146330
• File #: 8-53711
• Material weakness: No
• Auditor: Tomasi & Company
• Auditor location: Wyomissing, PA
• Contact: John Durofchalk
• Phone: 610-478-2134
• Signed by: John Durofchalk (FINOP/CFO)

Document text (excerpt)

X-17A-5 0001146330 XXXXXXXX LIVE true false false 01-01-2019 12-31-2019 Broker-dealer N GRIFFIN FINANCIAL GROUP, LLC 607 WASHINGTON STREET READING PA 19603 John Durofchalk 610-478-2134 Tomasi & Company 1350 Broadcasting Road Wyomissing PA 19601 Certified Public Accountant John Durofchalk GRIFFIN FINANCIAL GROUP, LLC 12-31-2019 John Durofchalk FINOP/CFO Y

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• X-17A-5 — 2016-03-01
• X-17A-5 — 2015-03-17
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Original filing on SEC EDGAR (source of record)