Full text of GRIFFIN FINANCIAL GROUP, LLC's X-17A-5 filed 2026-03-26 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | OMB APPROVAL | |----------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|---------|----------------------------------------------------| | | SECURITIES AND EXCHANGE COMMISSION | | OMB Number: 3235-0123<br>Expires: Nov. 30, 2026 | | | Washington, D.C. 20549 | | Estimated average burden<br>hours per response: 12 | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | FORM X-17A-5 | | 8-53711 | | | PART III | | | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | 1/1/2025 | | | | FILING FOR THE PERIOD BEGINNING | MM/DD/YY | | AND ENDING 12/31/2025<br>MM/DD/YY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Griffin Financial Group, LLC | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | Broker-dealer ☐ Security-based swap dealer<br>Check here if respondent is also an OTC derivatives dealer | | | Major security-based swap participant | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 607 Washington Street | | | | | | (No. and Street) | | | | Reading | PA | | 19601 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | John Durofchalk | 610-478-2134 | | john.durofchalk@griffinfingroup.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing | | | | Tomasi & Company | | | | | | (Name - if individual, state last, first, and middle name) | | | | 1350 Broadcasting Road | Wyomissing | PA | 19601 | | (Address) | (City) | (State) | (Zip Code) | | 11/5/2006 | | 3651 | | | (Date of Registration with PCAOB) (if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by<sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are no…Read the full text as markdown