Full text of AMERICAN CAPITAL PARTNERS, LLC's X-17A-5 filed 2023-04-14 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-65165 ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 0 1/01 /22 | | AND ENDING 12/31 /22 | |--------------------------------------------|----------|----------------------| | | MM/DD/VY | MM/DD/YY | **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: American Capital Partners, LLC and Subsidiary TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer D Security-based swap dealer D Major security-based swap participant\_ D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 205 Oser Avenue | | (No. and Street) | | | |---------------------------------------------------------------------------------------------------|--------------------------------|---------------------------------------------|--| | Hauppauge | New York | 11788 | | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Anthony Simone | 631-851-0918 | asimone@acpweb.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Aghakhani & Luk, LLP | | | | | (Name - if individual, state last, first, and middle name) | | | | | 9401 Wilshire Blvd, STE 500 | Beverly Hills | CA<br>90212 | | | (Address) | (City) | (State)<br>(Zip Code) | | | April 11, 2023 | | 7031 | | | rte<br>of Reg;stratioo w;th PCAOB)(lf appUcable) | | (PCAOB Reg;stratioo N"mbec, If applkable) I | | | FOR OFFICIAL USE ONLY | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Anthony Simone | |…Read the full text as markdown