Full text of AMERICAN CAPITAL PARTNERS, LLC's X-17A-5 filed 2024-03-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC FILE NUMBER 8-65165 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **0 1/01 /23** MM/DD/YY AND ENDING **12/31 /23** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: American Capital Partners, LLC and Subsidiary TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer □ Security-based swap dealer 0 Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 205 Oser Avenue (No. and Street) Hauppauge New York 11788 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Anthony Simone 631-851-0918 asimone@acpweb.com (Name) (Area Code - Telephone Number) (Email Address) # **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Aghakhani & Luk, LLP (Name - if individual, state last, first, and middle name) | 9401 Wilshire Blvd., Ste 500 | Beverly Hills | CA | 90212 | | |--------------------------------------------------|------------------------------------------|---------|------------|--| | (Address) | (City) | (State) | (Zip Code) | | | April 11 , 2023 | | 7031 | I | | | rte<br>of Reglstcatioa with PCAOB)(;f appUcable) | (PCAOB ReglstcaUoo N,mbec, If apphcable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Anthony Simone | | | | swear (or affirm) that, to the best of my knowledge and belief, the | | |-------------------|-------------|---|----|-----------------------------------------------------------------------------------------|-------| | | | | | fin…Read the full text as markdown