Full text of THE SILVERFERN GROUP, INC.'s X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition Pursuant to Rule 17a-5 under the Securities Exchange Act of 1934 December 31, 2020 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ **UNITED STATES SECURITIESAND EXCHANGE COMMISSION Washington, D.C. 20549** | | 0MB APPROVAL | | |-------------|----------------------------|------------------------------| | 0MB Number: | | 3235-0123 | | | Expires: October 31 . 2023 | | | | Estimated average burden | | | | | hours per response ___ 12_00 | | | | SEC FILE NUMBER | | | 8 - 65167 | | # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART** Ill # **FACING PAGE Information Required** *cl* **Brokers and Dealers Pursuant to Section 17** *cl* **the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | 1/1/2020 | AND ENDING | 12/31/2020 | |----------------------------------------------------------------------------------------|----------------------------------------------------------|------------|---------------------------| | | MMIDD/YY | | MMIDD/YY | | | A. REGISTRANT I DENTI Fl CATI ON | | | | NAME OF BROKER-DEALER | | | | | The Silvertern Group, Inc. | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSI NESS: (Do not u93 P.O. Box No.) | | | FIRM ID_ NO_ | | | 599 Lexington Avenue, 47th Floor | | | | | (No and Srret) | | | | New York | New York | | 10022 | | (City) | (3cie) | | (Zip Cede) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Kathy Efrem | | | 212-897-1686 | | | | | (Area Code- TeJephcneNo.) | | | B. ACCOUNT ANT I DENTI Fl CATI ON | | | | INDEPENDENT PUBLIC ACCOUNTANT whoseopinion isoontaina:.I in this Report* | | | | | | Citrin Cooperman & Company, LLP | | | | | (Name - if individual, state last, fir:i, rriddle narre) | | | | 529 Fifth Avenue | New York | NY | 10017 | | (Address) | (City) | (Sae) | (Zip Code) | | CHECK ONE:<br>0 Catifia:.I Public Accounta,t | | | | | D Publ<br>ic Accounta,t | | | | | 0 Accounta,t not resident in Uni ta:! States or a,y of its poS935Sons | | | | | | FOR OFRCIAL USE ONLY | | | | | | | | \* C/ai ms for exerrption from the requi remant that the annual report be covered by the opinion of an independent pub/ ic acrountant rrus be svpported by a saterrmt of facts and circumstances relied on as the bass for the exerrption. Sse !xJdion 240.17a-5(e)(2). SEC 1410 (06-02) **Potential perSJ11s** *who* **are**…Read the full text as markdown