Full text of THE SILVERFERN GROUP, INC.'s X-17A-5 filed 2024-03-20 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition Pursuant to Rule 17a-5 under the Securities Exchange Act of 1934 December 31 , 2023 (With Reports of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,** D.C. **20549** 0MB APPROVAL 0MB Number: 3235·0123 Expires: Nov. 30, 2026 Estimated **average** burden hours per response: 12 > SEC FILE NUMER 8- 65167 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill FACING PAGE Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | | _0_1_/0_1_/_23 | __<br>AND ENDING | 12/31 /23<br>MM/DD/YY | | |---------------------------------|--------------------------------------------------|---------------------------------------------------------------------|------------------|-----------------------------------------|--| | | | MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: | The Silverfern Group, Inc. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | ~ Broker-dealer | D Security-based swap dealer | D Check here if respondent is also an OTC derivatives dealer | | D Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 777 W. Putnam Avenue, Suite 300 | | | | | | | | (No. and Street) | | | | | Greenwich | | CT | | 06830 | | | | (City) | | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | KATHY EFREM | | (212) 897-1686 | | kefrem@inlegratedsolutions.com | | (Name) (Area Code -Telephone Number) (Email Address) ## **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• ## YSL & Associates LLC | (Name - if individual, state last, first, and middle name) | | | | | | | | |------------------------------------------------------------|----------|---------|--------------------------------------------|--|--|--|--| | 11 Broadway, Suite 700 | NEW YORK | NY | 10004 | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | 6/6/2006 | | 2699 | | | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent publi…Read the full text as markdown