Full text of GENEOS WEALTH MANAGEMENT, INC.'s X-17A-5 filed 2023-02-22 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **REPORT PURSUANT TO RULE 17a-5(d)** #### **YEAR ENDED DECEMBER 31, 2022** The report is filed in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT. {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-65357 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-1Z, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2022** AND ENDING **12/31/2022** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM : Geneos Wealth Management, Inc. TYPE OF REGISTRANT (check all applicable boxes): l:!l Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 9055 E. Mineral Circle, Suite 200 | {No. and Street) | | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------|-----------------|-------------------------|--|--| | Centennial | co | | 80112 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Ray Olson | 303-785-8470 | | rolson@geneoswealth.com | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>BF Borgers CPA PC<br>(Name - if individual, state last, first, and middle name) | | | | | | | 5400 W Cedar Ave | Lakewood | co | 80226 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 5/11/2010 | | 5041 | | | | | rte<br>of Reglstrafoo with PCAOBJI• applicable) | (PCAOB Reglstrntloo N,mbec, If applicable) I | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are…Read the full text as markdown