Full text of GENEOS WEALTH MANAGEMENT, INC.'s X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **REPORT PURSUANT TO RULE 17a-5{d)** #### **YEAR ENDED DECEMBER 31, 2023** This report is filed in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a **PUBLIC DOCUMENT.** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-65357 Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **O 1/01/2023** MM/DD/YY AND ENDING **12/31/2023** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Geneos Wealth Management, Inc. TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 9635 Maroon Cir Suite 100 (No. and Street) Englewood co 80112 {City) {State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Ray Olson (303)785-8470 rolson@geneoswealth.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* BF Borgers CPA PC (Name - if individual, state last, first, and middle name) 5400 W Cedar Ave Lakewood co 80226 (Address) (City) (State) (Zip Code) 5/11/2010 5041 (rte of Registration with PCAOB)lif applicable) **FOR OFFICIAL USE ONLY** {PCAOB Registration Number, **if** applicable) I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | | OATH OR AFFIRMATION | | | |---------------------------------------|-----------------------------------------------------------------------------------------------------------------------|------------------------------------…Read the full text as markdown