Full text of CRAIG-HALLUM CAPITAL GROUP LLC's X-17A-5 filed 2025-03-31 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | PUBLIC | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------|------------------------------------------------------------|--------------------------|-------------------------------------------|--| | | | | | 0MB APPROVAL | | | UNITED STATES | | | | 0MB Number: 3235-0123 | | | SECURITIES AND EXCHANGE COMMISSION<br>Expires: Nov. 30, 2026<br>Washington, D.C. 20549 | | | Estimated average burden | | | | | | | | hours per response:<br>12 | | | | ANNUAL REPORTS | | | SEC FILE NUMBER | | | FORM X-17A-5 | | | | 8-65407 | | | | PART Ill | | | | | | | FACING PAGE | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | FILING FOR THE PERIOD BEGINNING | O 1/01 /24 | AND ENDING | | 12/31 /24 | | | | MM/DD/VY | | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME oF FIRM: Craig.:.Halluni Capital Group LLC | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!] Broker-dealer | D Security-based swap dealer | | | D Major security-based swap participant | | | D Check here If respondent Is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 222 So. 9th Street, STE 350 | | | | | | | | (No. and Street) | | | | | | Minneapolis | | Mn | | 55402 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Jeannie Sonstegard 651-343-4835<br>Jeannle.sonstegard@cralg-hallum.com | | | | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Baker Tilly US, LP | | | | | | | | | (Name - If Individual, state last, first, and middle name) | | | | | 790 N. Water St., | Suite 2000 | Milwaukee | WI | 53202 | | | (Address) | (City) | | (State) | (Zip Code) | | | 10/22/03 | | | 23 | | | | te of Reglstcatloo with PCAOB )(If apPlicable) | | | | (PCAOB Reglstrntloo N,mb", If apPlicable) | | | r | FOR OFFICIAL USE ONLY | | | I | | | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the repor…Read the full text as markdown