Full text of CRAIG-HALLUM CAPITAL GROUP LLC's X-17A-5 filed 2026-04-07 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # PUBLIC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17 A-5 PART** Ill | SEC FILE NUMBER | |-----------------| | 8-65407 | **FACING PAGE** **Information Required Pursuant to Rules Ua-5, 17a-12, and 18a-7 under the Securities Exchange .Act of 1934** | AND ENDING 12/31 /25<br>FILING FOR THE PERIOD BEGINNING 0 1/01 /25 | | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|---------|-----------------|-------------------------------------|--| | MM/DD/YY<br>MM/DD/YY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME oF FIRM: Craig-Hallum Capital Group LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Security-based swap dealer<br>□ Major security-based swap participant<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL Pl.ACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 323 N. Washington Ave., Suite 300 | | | | | | | (No. and Street) | | | | | | | Minneapolis | | MN | | 55401 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Jeannie Sonstegard | 651-343-4835 | | | Jeannie.sonstegard@craig-hallum.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Baker Tilly US, LP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 790 N. Water Street Suite 2000 | Milwaukee | | WI | 53202 | | | (Address) | (City) | | (State) | (Zip Code) | | | 10/22/2003 | | | 23 | | | | (PCAOB Registration Number, if applicable)<br>(Date of Registration with PCAOB)(if applicable} | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1)(ii), if applicable. **Persons who are to respond to the co…Read the full text as markdown