Full text of SMITH CAPITAL MARKETS, LLC.'s X-17A-5 filed 2025-03-21 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### REPORT PURSUANT TO RULE 17a-5(d) #### YEAR ENDED DECEMBER31, 2024 The report is deemed CONFIDENTIAL in accordance with Rule l7a-5(e)(3) under the Securities Exchange Act of 1934. A statement of financial condition has been filed with the Securities and Exchange Commission simultaneously herewith as a PUBLIC DOCUMENT. {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | | |--------------------------|----| | OMB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: | 12 | | | | ## SEC FILE NUMBER 8-65408 | Required Pursuant to<br>Information | | FACING PAGE<br>Rules 17a-5, 17a-12, and 18a-7 under | the | | Securities Exchange Act of<br>1934 | | |--------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------|-----------------------------------------------------|------------|--------------------------------|------------------------------------|--| | | | | | | 12/31/2024 | | | FILING FOR THE PERIOD BEGINNING | | MM/DD/YY | AND ENDING | | MM/DD/YY | | | | A. | REGISTRANT IDENTIFICATION | | | | | | Smith<br>NAME OF FIRM: | Capital | Markets,<br>LLC | | | | | | TYPE OF REGlSTRANT (check<br>all<br>[I<br>Broker-dealer<br>El<br>I]<br>Check here if<br>respondent is also an OTC derivatives dealer | applicable<br>swap<br>Security-based | boxes):<br>O<br>dealer | Major | security-based | participant<br>swap | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not | | use a P.O. box no.) | | | | | | Douglas<br>Ave,<br>8333 | Suite | 1450 | | | | | | | | (No. and Street) | | | | | | Dallas | | TX | | | 75225 | | | (City) | | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Sterling<br>Donald | | 214-226-7507 | | d.sterling@sbcglobal.net | | | | (Name) | | (Area Code -Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose | | reports<br>contained<br>are | in this | filing* | | | | Sanville<br>Company,<br>& | LLC | | | | | | | | (Name -if | individual, state last, first, and middle name) | | | | | | Saint<br>325<br>North<br>Paul<br>St. | Suite<br>3100 | Dallas, | | TX | 75201 | | | (Address) | | (City) | | (State) | (Zip Code…Read the full text as markdown