Full text of SMITH CAPITAL MARKETS, LLC.'s X-17A-5 filed 2026-03-30 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### REPORT PURSUANT TO RULE 17a-5(d) ### YEAR ENDED DECEMBER 31, 2025 The report is deemed CONFIDENTIAL in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. A statement of financial condition has been filed with the Securities and Exchange Commission simultaneously herewith as a PUBLIC DOCUMENT. {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION ccieeuaaon Washington, D.C. 20549 Estimated average burden OMB APPROVAL ### ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 PART Ill | hours per response: | 12 | |---------------------|----| | | | ### FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2025 AND ENDING 12/31/2025 MM/DD/YY MM/0D/YY A. REGISTRANT IDENTIFICATION NAME OF Firm: 2Mmith Capital Markets, LLC TYPE OF REGISTRANT (check all applicable boxes): [=] Broker-dealer L] Security-based swap dealer C] Major security-based swap participant O Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 8333 Douglas Ave, Suite 1450 (No. and Street) Dallas TX 15225 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Don Sterling 214-226-7507 d.sterling@sbcglobal.netq (Name) (Area Code — Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Sanville & Company, LLC (Name — if individual, state last, first, and middle name) 325 North Saint Paul St. Suite 3100 Dallas, TX 75201 (Address) (City) (State) (Zip Code) 09/18/2003 169 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ ### OATH OR AFFIRMATION <sup>I</sup>Steptien B. Smith , swear (or affirm) that, to the best of my knowledge and belief, the financial repor…Read the full text as markdown