Full text of AMD CAPITAL, LLC's X-17A-5 filed 2021-02-25 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### AMD CAPITAL, LLC STATEMENT OF FINANCIAL CONDITION FORM X-17A-5 DECEMBER 31, 2020 # PUBLIC {1}------------------------------------------------ **UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMS APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per res onse ... . .. 12.00 ### **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** SEC FILE NUMBER &-65422 **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNINGQ1/01/2020 | | | AND ENDING 12/31/2020 | | |-------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|---------|--------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: AMO Capital, LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>100 Tri-State International, Suite 245 | | | FIRM I.D. NO. | | | | (No. and Street) | | | | | Lincolnshire | IL | | 60069 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | Hochfelder & Weber, P .C. | | | | | | | (Name - if individual. state last, first, middle name) | | | | | 525 W. Monroe, Suite 910 | Chicago | IL | 60661 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | I certified Public Accountant | | | | | | B<br>Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of/acts and circumstances relied on as the basis/or the exemption. See Section 240.17a-5(e)(2)* > **Potential persons who are to respond to the collectlon of Information contained** In **this form are not required to respond unless the form displays a currently valid OMS control number.** SEC 1410 (11-05) {2}-------------------------------------------…Read the full text as markdown