Full text of AMD CAPITAL, LLC's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### AMD CAPITAL, LLC #### STATEMENT OF FINANCIAL CONDITION FORM X-17A-5 DECEMBER 31, 2021 # PUBLIC {1}------------------------------------------------ UNITED STATES SECURITIES **AND EXCHANGE COMMISSION** Washington, D.C. 20S49 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 ### **ANNUAL REPORTS FORM X-17A-5 PART Ill** SEC FILE NUMBER FACING PAGE Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING _-=-0 1/-=-0_,_,1/-=2-02=-1.:.-- | __<br>MM/DD/VY | AND ENDING _ | __<br>___.1.-2 13 1 l?_0,_2,1<br>MM/0O/YY | |--------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------|-------------------------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | AMO Capital, LLC<br>NAME OF FIRM: | | | | | | | | | | TYPE OF REGISTRANT {check all applicable boxes):<br>[x Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | | □ Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do notuse a P.O. box no.) | | | | | 100 Tri-State International, Suite 245 | | | | | | {No. and Street) | | | | Lincolnshire | IL | | 60069 | | (City) | (State) | | {Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Robin Armour | 312-961-7237 | | robin@amdcapital.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Hochfelder & Weber, P.C. | | | | | | (Name - if individual, state last, first, and middle name) | | | | 525 W. Monroe, Suite 910 | Chicago | IL | 60661 | | (Address) | (City) | (State) | (Zip Code) | | 11/25/2003 | | 880 | | | (rte of Registration with PCAOBJ(lfapplicable) | FOR 0FFIOAL USE 0NL y | | I<br>{PCAOB Registration Number, If applicable) | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5{e)(1)(ii), if applicable. Persons who are to respond to the collection of Inf…Read the full text as markdown