Full text of BTIG, LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # BTIG, LLC (SEC. 1.0. NO. 8-65473) Statement of Financial Condition as of December 31, 2021, and Report of Independent Registered Public Accounting Firm #### **PUBLIC DOCUMENT** *(Filed pursuant to Rule 17 a-5 (e)(3) under the Securities Exchange Act of 1934.)* {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | |--------------------------|----| | 0MB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: | 12 | | | | | | | ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | |-----------------| | 8-65473 | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | __<br>_,0,_,1,/0,_,1~/2,,0,2._._1<br>MM/DD/VY | __<br>AND ENDING | __<br>__<br>___._1_.2/c3'-""1/~2,,0"--21.,_____<br>MM/DD/VY | | | | |---------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|-------------------------------------------------------------|--|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[i] Broker-dealer<br>• Check here if respondent is also an OTC derivatives dealer | • Security-based swap dealer | • Major security-based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 600 Montgomery Street. 6th Floor | | | | | | | | (No. and Street) | | | | | | | San Francisco | CA | | 94111 | | | | | (City) | (State) | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Brian K Endres | 415-248-2200 | | bendres@btig.com | | | | | (Name) | (Area Code - Telephone Number)<br>(Email Address) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | BOO USA. LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | | 94104 | | | | | One Bush Street<br>(Address) | San Francisco<br>(City) | CA<br>(State) | (Zip Code) | | | | | | | | | | | | | 10/08/2003<br>rt, | 243 | | | | | | | of R…Read the full text as markdown