Full text of BTIG, LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # BTIG, LLC (SEC. 1.0. NO. 8-65473) Statement of Financial Condition as of December 31, 2022, and Report of Independent Registered Public Accounting Firm ### **PUBLIC DOCUMENT** *(Filedpursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of1934.)* {1}------------------------------------------------ | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington,<br>D.C. 20549 | | 0MB APPROVAL | | |---------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Oct<br>31, 2023 | | | Estimated average burden | | | 12<br>hours per response: | | | | | SEC FILE NUMBER 8-65473 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | 01/01/2022 | AND ENDING | | 12/31/2022 | | | | |-------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------|-------------------------|-----------------------|----------------|--|--|--| | | ---------<br>MM/DD/YY | | ---------<br>MM/DD/YY | | | | | | | A. REGISTRANT<br>IDENTIFICATION | | | | | | | | BTIG,<br>LLC<br>NAME<br>OF FIRM: | | | | | | | | | TYPE OF REGISTRANT (check all<br>[]Security-based<br>G<br>Broker-dealer<br>0<br>Check here if respondent is also an OTC derivatives | applicable boxes):<br>swap<br>D<br>dealer<br>dealer | Major<br>security-based | swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not | | use a P.O. box no.) | | | | | | | 600 | Montgomery<br>Street, | 6th<br>Floor | | | | | | | | (No. and Street) | | | | | | | | Francisco<br>San | CA | | 94111 | | | | | | (City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Endres<br>Brian<br>K | 415-248-2200<br>bendres@btig.com | | | | | | | | (Name) | (Area Code -<br>Telephone Number) | | (Email Address) | | | | | | 8. | ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports | contained<br>are | filing<br>in this | | | | | | | | USA,<br>LLP<br>BOO | | | | | | | | (Name -<br>if | individual, state last, | first, and middle name) | | | | | | | Street<br>Bush<br>One | Francisco<br>San | | 94104<br>CA | | | | | | (Address) | (City) | | (State)<br>(Zip Code) | |…Read the full text as markdown