Full text of MERCADIEN SECURITIES, LLC's X-17A-5 filed 2021-02-24 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | ANNUAL AUDITED REPORT | Estimated average burden | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------|--------------------------------| | | | nours per response 12.00 | | | FORM X-17A-5 | SEC FILE NUMBER | | | PART | 8-65505 | | | FACING PAGE | | | | Information Required of Brokers and Dealers Pursuant to Section 17 of the<br>Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | REPORT FOR THE PERIOD BEGINNING 01/01/2020 | | AND ENDING 12/31/2020 | | | MM/DD/YY | MM/DD/YY | | A. | REGISTRANT IDENTIFICATION | | | NAME OF BROKER-DEALER: Mercadien Securities LLC | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>3625 Quakerbridge Road | | FIRM L.D. NO. | | | and Street)<br>(No. | | | Hamilton | N.I | 08619 | | (City) | (State) | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Ken Kamen | | 609-689-2318 | | | B. ACCOUNTANT IDENTIFICATION | (Area Code - Telephone Number) | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | Michael T. Remus, CPA | | | | | (Name - if individual, state last, first, middle name) | | | 2555<br>PO Box | Hamilton Square | 08690<br>NJ | | (Address) | (City) | (Zip Code)<br>(State) | | Certified Public Accountant<br>Public Accountant<br>CHECK ONE: | | | | Accountant not resident in United States or any of its possessions. | | | | | FOR OFFICIAL USE ONLY | | | | | | | * Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant<br>must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2) | | | | | | | {1}------------------------------------------------ | , swear (or affirm) that, to the best of<br>Ken Kamen | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----| | my knowledge and…Read the full text as markdown