Full text of MERCADIEN SECURITIES, LLC's X-17A-5 filed 2022-02-22 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17 A-5 | | PART Ill | | 0MB APPROVAL | |---------------------------| | 0MB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response:<br>12 | | SEC FILE NUMBER | | |-----------------|--| | 8-65505 | | **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** 01/01/2021 12/31/2021 FILING FOR THE PERIOD BEGINNING \_\_\_\_\_\_\_\_ AND ENDING \_\_\_\_\_\_\_\_ \_ MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Mercadien Securities LLC ------------------------------- TYPE OF REGISTRANT (check all applicable boxes): [] Broker-dealer □ Security-based swap dealer D Check here If respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 362~ Quakerbridge Road Hamilton (City) (No. and Street) NJ (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 08619 (Zip Code) Ken Kamen 609-689-2318 kkamen@mercadien.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Michael T Remus CPA P.O. Box 2555 (Address) 02/23/2010 (Name - if individual, state last, first, and middle name} Hamilton Square (City) NJ (State) 3598 08690 (Zip Code) **rte of Reglstratloo with PCAOB)(lf applicable) FOR OFFICIAL USE ONLY {PCAOB Reglstratloo N"mbec,** If **applicable)** I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(1i), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | _________________<br>Ken Kamen<br>I, | __, swear (or affirm) that, to the best of my knowledge and belief, the | | |--------------------------------------------|-----------------------------------------------------------------------------------|-------| | financial127~£rt pertaining to the firm of | Mercadie…Read the full text as markdown