ATM EXECUTION LLC X-17A-5 (2017-02-28) — Broker-dealer annual report

Full text of ATM EXECUTION LLC's X-17A-5 filed 2017-02-28 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: ATM EXECUTION LLC
• Form: X-17A-5
• Filed: 2017-02-28
• Period: 2016-12-31
• Accession: 0001180488-17-000002
• CIK: 1180488
• File #: 8-65509
• Material weakness: No
• Auditor: PricewaterhouseCoopers LLP
• Auditor location: New York, NY
• Contact: Phongsy Khowong
• Phone: 646-562-1772
• Signed by: James Simmons (Chief Financial Officer)

Document text (excerpt)

X-17A-5 0001180488 XXXXXXXX LIVE false false false 01-01-2016 12-31-2016 Broker-dealer N ATM EXECUTION LLC 599 LEXINGTON AVE 21 FLOOR NEW YORK NY 10022 Phongsy Khowong 646-562-1772 PricewaterhouseCoopers LLP 300 Madison Avenue New York NY 10017 Certified Public Accountant James Simmons ATM EXECUTION LLC 12-31-2016 James Simmons Chief Financial Officer Y

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Original filing on SEC EDGAR (source of record)