Full text of TD ARRANGED SERVICES LLC's X-17A-5 filed 2025-03-03 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **ATM Execution LLC** **Statement of Financial Condition December 31, 2024** *(SEC I.D. No. 8-65509)* {1}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **ANNUAL REPORTS FORM X-17A-5** # **PART** Ill #### **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and l?a~7'underthe5ecuritie5,.~!;Qe,!;1,gE;i.Act of 1934** | | | ,t: | | |---------------------------------|---------------|------------------------------------------------------------------------------------------------------------------------------|--| | FILING FOR THE PERIOD BEGINNING | 01/01/2024 ,i | AND E:Nl:HNG1<br>12/3-012024 | | | | | ----M-M-/D_D_/_YY--+,, -_ - \ 1'; :, ' i't:'.\;(!,;" ,;-,n,: :i<br>ll(JM, DD/YY | | | | | ,: •• ~ ~-~v:,1,,:,:.f:'}""~ t·'~•\tt~:1~.~;.-·,ill)'WJ<'"·'~,1:,t?1c:,'aj,\}&~·,,,1;-;(fi'~·''·i(~¥<i'~i'f:hf,;,:;~:-:1~J~ | | #### **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: **\_\_\_ A\_T\_M\_\_\_,,E\_x\_e\_c\_ut\_io\_n\_L\_LC \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_** TYPE OF REGISTRANT (check all applicable boxes): !Bl Broker-dealer □ Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 1 Vanderbilt Avenue, 11 Floor | | | | | |--------------------------------------------------|---------------------------------------------------------------------------|--------------------------------------------|-----------------------------------|--| | | (No. and Street) | | | | | New York | NY | | 10017 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Matthew Fludgate | 646-562-1824 | | Matthew.Fludgate@tdsecurities.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Ernst & Young LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | One Manhattan West | New York | NY | 10001 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/20/2003 | | 42 | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | \* Claims for exemption from the .requirement that the annual reports be…Read the full text as markdown